Policy For Acceptance Of Pre - Funded Instruments

   Branch Survey Policy

   Facsimile / Scanned Signature

   Client Code Modification Policy

   Internal Control For Insider Trading

   Client Unpaid Securities Pledgee Account Policy

   Investor Grievance Policy

   Internal Control Policy And Procedure For Dealing In Securities

   Policy Framework As Required Under Prevention Of Money Laundering Act

   Policy For Conflict Of Interest

   KYC Standards & AML Measures

   Unauthenticated News Policy

   Policy Regarding Treatment Of Inactive/dormant Account

   Policy for Internal Shortages

   Policy On Incentives / Referral Schemes

   Policy On Outsource Of Activities

   Risk Mangement Policy

   Internal Policy in respect of passing of NISM-Series

   Surveillance Policy

   Standard Operating Procedure for Handling Cyber Security Incidents

   Policy For Inspection Of Branch / Authorised Person (Ap)